| Funding
Provided
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Monograph
Lora E Fleming MD PhD, Terry Pitman
BA, William LeBlanc PhD, David Lee PhD,
Study Website: http://www.UMiamiORG.com
Department of Epidemiology and Public Health ![]()
TABLE OF CONTENTS
TABLES
The National Health Interview Survey (NHIS) is a multipurpose household survey of the US civilian non-institutionalized population conducted annually since 1957. From 1997-2004, 153,393 US workers age 18 years and older (representing an estimated 126,637,406 US workers annually) participated in a probability sampling of the entire non-institutionalized US population; variables collected included a range of measures of health disparities. The
objective of this Monograph was to review the health disparities experience for
US workers by occupation using the 1997-2004 NHIS. After adjustment for sample weights and
design effects using SUDAAN, the prevalence rates (with their standard errors)
of a variety of measures of health disparities were examined. For the purposes of this Monograph, health
disparities endpoints included: a mixture of disability (i.e. missed work days,
bed days and self-reported health) and health measures (i.e. the reported
prevalence of hypertension, heart disease, stroke, emphysema, asthma, cancer,
and diabetes). These health disparity measure prevalence rates have been
presented by occupational subgroups, as well as by age, gender, race,
ethnicity, and availability of medical insurance subgroups within each
occupation. Furthermore, the
occupational data are presented by 3 different levels of occupation/industry
groupings: 13 and 41 occupations, and the new NIOSH National Occupational
Research Agenda (NORA) 8 industry groups. Extrapolation to the entire
Understanding the occupational risk factors and improving
the health of KEY WORDS Health Disparities, Disability, Race, Ethnicity,
Socio-Economic Class, Education, Health Insurance, Morbidity, Occupation,
Industry, National Health Interview Survey (NHIS), Surveillance, NORA
The data for the National Health Interview Survey (NHIS) were originally collected and prepared by the US Dept of Health and Human Services and the National Center for Health Statistics which does not bear any responsibility for the analyses or interpretations presented in this publication This study was funded in part through the National Institute of Occupational Safety and Health (NIOSH) Grant number 1 R01 0H03915-01. Additional information on this study can be found at the Study Website located at: http://www.umiamiorg.com. INTRODUCTION
It is recognized that a variety of occupational and
environmental risk factors interact to determine the overall health and well
being of the US workforce. Occupational
health surveillance is poised to document these interactions by systematically
collecting, analyzing, and interpreting health data essential to the planning,
implementation and evaluation of public health strategies to maximize workforce
health. These robust surveillance
systems collect and maintain health outcome information for all members of a
temporally and geographically defined population at risk. The Research Group at the
The National Health Interview Survey (NHIS) is a continuous
multipurpose and multistage probability area survey of the US civilian non-institutionalized
population living at addressed dwellings
(NCHS; Kaminski and Spirtas 1980;
Botman and Jack 1995; Botman, Moore et al. 2000)
. Each week a probability sample of households is interviewed by trained
personnel to obtain information about the characteristics of each member of the
household.
(Liao, Cooper et al. 1998)
Data from the 1997-2004 NHIS Surveys included a range of measures of
acute and chronic disability collected in depth for one member of the
household. Recently, the NHIS conducted
a data linkage with the National Death Index resulting in mortality follow up
information including cause of death through 2002 for approximately 97% of the
NHIS survey population from 1986-2000. The NHIS database allows for longitudinal analysis of mortality data as
a retrospective cohort study, as well as for cross-sectional and secular trend
analyses of the aggregate morbidity data. Thus, the NHIS database represents a unique opportunity to explore new
research hypotheses, and to use the data as a surveillance tool to evaluate
time trends and occupational disease and mortality in the US for the past 2 decades in both genders and in a variety of race-ethnic and socio-economic
subpopulations.
Race-ethnicity and socio-economic status health disparities
in occupational health have not been fully investigated.
(Murray 2003; Kilbourne, Switzer et
al. 2006)
Although significantly under-reported, occupational disease, injury, and
mortality represent important health factors for US workers and their
families. The Bureau of Labor Statistics
estimated at least 5,524 traumatic occupational deaths and over 6 million work
related injuries and diseases in the public and private sector of the US work
force in 2002.
(BLS 2006)
However, the risks for occupational mortality and morbidity are not
evenly distributed.
(Murray 2003)
It appears that these risks disproportionately affect US workers from
specific race-ethnicity subpopulations and from lower socio-economic classes.
This Health Disparities Monograph establishes and applies a
methodology to assess prevalence rates of a number of disability and health
conditions associated with health disparities during the 1997-2004 time period
for US workers by occupation. After
adjustment for sample weights and design effects, the prevalence rates were
created in tabular format. These
prevalence rates have been presented by different occupational groups
(including the new NIOSH NORA industry classifications), as well as by age,
gender, race, ethnicity, and insurance availability. These data have also been extrapolated to the
entire
The European countries, particularly
England since 1837 in their Registrar General’s Decennial Supplements for
England and Wales, have had a long history of performing nationwide
occupational studies.
(Drever 1995)
As noted in the 1995 Registrar General’s Report
(Drever 1995)
, these data have provided a
valuable means of generating hypotheses about work-related risks to health as
well as insight in the effectiveness of preventive measures. These studies have provided important
documentation of a socioeconomic gradient of mortality, where those who are of
lower social class have higher rates of death. The
In the
A modest collection of recent
studies have considered the impact of workforce characteristics such as age,
race-ethnicity, gender, and socio-economic class on the
Health Disparities and Worker Subpopulations
Health disparities represent a burgeoning area of research which
recognizes and seeks to eliminate differences in the morbidity and mortality
risks and experiences of women, the elderly, and different race-ethnic and
socio-economic subpopulations in the US.
(House 2002; Keppel, Pearcy et al.
2002)
Health disparities appear to be associated with a wide range of factors
including: the individual’s demographic factors (such as age and gender),
socio-economic class and race-ethnicity, and access to high quality prevention
and healthcare. A key objective of the Healthy People 2010 is, “to eliminate health disparities among
segments of the population including differences that occur by gender, race or
ethnicity, geographic location, or sexual orientation”.
(2000)
As noted by Barbeau et al.
(Barbeau, Krieger et al. 2004)
, this key objective does not
identify occupation as a significant
factor in health disparities in the US.
Occupation is often linked with
socio-economic class (including education and income). However, occupation can
be an important independent health determinant directly in terms of hazardous
exposures, and indirectly in terms of influencing health behavior. For example, Barbeau et al.
(Barbeau, Krieger et al. 2004;
Barbeau, McLellan et al. 2004)
noted that the prevalence of
cigarette smoking was independently associated with occupation, educational
level and income level. There can be
varying occupational morbidity and mortality risks by different gender and
race-ethnic subpopulations. Loomis and
Richardson
(Loomis and Richardson 1998)
found that African American men had
an increased risk of occupational injury mortality, even taking into account
differing employment patterns by occupation. Unequal distribution of risk and explicit
discrimination within occupations, as well as inequalities in access to the
labor market, are potential explanations for these differences in occupational
risk among occupational race-ethnic subpopulations. Nevertheless, as noted by Murray
(Murray 2003)
and others
(Ward, Jemal et al. 2004)
, there has been relatively little
research into this area particularly at the national level. Therefore, the NHIS database with the
extended mortality follow up provides a unique opportunity to explore morbidity
and mortality risks by different genders and race-ethnic subpopulations among
different occupations.
Although women have been the
majority of the civilian non-institutionalized US adult population since 1950
and approximately half the labor force since 1990, as discussed above,
relatively few studies have considered morbidity/mortality issues specific to
women workers.
(Wagener, Walstedt et al. 1997;
O'Campo, Eaton et al. 2004)
In general, women have been assumed to be healthier than men, but this
may not hold true for working women of particular race-ethnic subpopulations
and among women working in traditional male occupations.
(Murray 2003)
It has been shown that women are paid less than men for the same jobs,
even accounting for education, training, and job experience.
(Valian 1998)
In addition to income inequality, a few studies examining female US
workers and their health and disability status found potential gender health
inequalities.
(Peterson and Zwerling 1998; Valian
1998; Khlat, Sermet et al. 2000; Janzen and Muhajarine 2003; O'Campo, Eaton et
al. 2004)
In the US, race-ethnic health
disparities reflect, to a large degree, socio-economic differences that have a
substantial impact on many aspects of health status, especially in terms of
prevention and intervention.
(Murray 2003)
Furthermore, although relatively little occupational research exists,
even within particular occupations or industries, race-ethnic, socio-economic
and female subpopulations appear to experience varying health status and
mortality rates compared to the white male US worker.
(Frumkin and Pransky 1999)
For example, recent studies have found increased risk among certain
race-ethnic US worker subpopulations for occupational cancer, fatal injury,
lower back pain, occupational asthma and asthma mortality, and lead poisoning,
among other diseases.
(Loomis and Richardson 1998; Prout,
Wesley et al. 2000; Schulz and Loomis 2000; Elmarsafawy, Tsaih et al. 2002;
Keppel, Pearcy et al. 2002; Briggs, Levine et al. 2003; Steenland, Burnett et
al. 2003; Steenland, Halperin et al. 2003; Stellman, Chen et al. 2003)
Although laudable, this research is subject to certain key
limitations including selective reporting, the use of occupation at time of
death as the definition of occupational exposure, focusing purely on traumatic
injury, and/or lack of generalizability to the entire US workforce due to
sampling issues. As noted by Kaminski
and Spirtas
(Kaminski and Spirtas 1980)
, the National Health Interview
Survey (NHIS) is a nationally representative dataset, that can be used as a
surveillance system for occupational disease morbidity and mortality for all US
workers, and they recommended that its use for this purpose be explored
further.
The National Health Interview Survey
(NHIS)
Since 1957, the National Center for
Health Statistics (NCHS) has annually administered the National Health
Interview Survey (NHIS), a continuous multipurpose and multistage area
probability survey of the US civilian non-institutionalized population living
at addressed dwellings.
(Botman and Jack 1995; Botman, Moore
et al. 2000)
The survey was authorized by Congress in order to obtain national
estimates on disease, injury, impairment, morbidity, mortality, health
behaviors, and related issues on a uniform basis for the entire US population.
(Fowler 1996)
The NHIS Survey has evolved over
the years (as described below), with a significant redesign in 1997.
NHIS Annual Survey 1986-1994
During the
1986-1994 period, each week a probability sample of households was interviewed
by trained personnel to obtain information about the characteristics of each
member of the household. The NHIS collected basic health data in four main
areas including: hospitalizations, use of medical services, effects of health
on functioning, and the presence of acute and chronic health conditions.
(Botman and Jack 1995; Fowler 1996;
Botman, Moore et al. 2000)
These questions were relatively
unchanged over the 1986-94 survey period. The NHIS also included periodic supplements on special health topics;
for example, in 1988, NIOSH and the NCHS collaborated on an Occupational Health
Supplement.
(Massey, Moore et al. 1989; Landen
and Hendricks 1992)
Households were selected by a multi-stage probability
sampling strategy involving both clustering and stratification and designed to
provide a representative sample of US adults.
(Massey 1989; Massey, Moore et al.
1989)
Approximately 50,000 households and 120,000 persons were interviewed
annually using a primary household respondent, with all adults in the home
participating in the interview. For the
1986-1994 surveys, some data for individuals were obtained by proxy (i.e., from
the primary household respondent) if not all adults were present in the
household at the time of the interview. For the 1986-1994 surveys, household response rates exceeded 90%, and
the data can be analyzed at the individual or family level.
(Atrostic, Bates et al. 1999)
In addition to a wide range of
self-reported demographic and health data, the NHIS annual surveys contained
substantial information concerning employment. There was considerable exploration as to the current employment status,
as well as assignment of the appropriate industry and occupation codes for each
participant. During this period of time,
the NHIS used current employment status during the 2 weeks prior to interview
for all persons 18 years or older to categorize into occupational groups.
(Brackbill, Frazier et al. 1988)
The Research Group has published extensively using the
1986-1994 NHIS data (including the mortality follow up through 2002); links to
these publications can be found at the Study Website located at:
http://www.UMiamiORG.com.
Due to
major design issues (including occupational coding), the data from the 1995 and
1996 NHIS are not used by the Research Group.
NHIS Annual Survey 1997-2004 Following incremental modifications in the 1995 and
1996 surveys (rendering these 2 years difficult to analyze), the NHIS was
completely redesigned in 1997. The redesigned NHIS collects key health
information from a single randomly selected adult household member (using the
“Adult Questionnaire”). This strategy greatly enhances the reliability of acute
and chronic condition assessment; it includes individual level information for
all participants on functional status, health conditions, physical and social
activity limitations, psychological distress, chronic conditions and recent
injuries, important risk factors (such as tobacco and alcohol use), and access
to care. In addition to better information on health conditions, this new NHIS
information will allow for greater exploration of morbidity and health
behaviors of all US workers. The annual response rates to
the 1997-2004 adult core have ranged from 70% in survey year 1999 to 80% in
survey year 1997.
In addition, a general question was asked about current self-rated health status (i.e. excellent, very good, good, fair,
and poor), as well as the reported lifetime prevalence of ever having been told by a doctor
that the participant suffered from hypertension (or high blood pressure), heart
disease, stroke, emphysema, asthma, cancer, and diabetes.
Of note, for the purposes of this study,
“self rated health” was defined as either good (ie. excellent, very good or
good) or poor (i.e. fair or poor), and “heart disease” was defined as the
combination of any affirmative answer to ever having been told by a doctor that
the participant suffered from: coronary heart disease, angina pectoris, heart
attack (also called myocardial infarction), or any kind of heart condition or
heart disease. For each of the disability and health variables, analyses were
performed for specific occupations (13 and 41), for the 8 NORA industry
categories, and by age, gender, race, ethnicity, and availability of
insurance.
Table 1 (See Appendix) presents the number of workers who participated in the NHIS survey pooled over the 1997-2004 period (“sample size”) and the estimated/extrapolated number of workers these participants represented in the US worker population during this time period (“estimated US worker population”) by age, gender, race, ethnicity, and insurance availability subpopulations. Of note, tables for the 13 and 41 occupational and NORA groups are available at the Study Website (www.UMiamiORG.com). Statistical Methods
Data Tables and Use The Health Disparity data are presented in Tables 2-8 for
each of the 2 levels of major
For pooled prevalence estimates, sample weights were
adjusted to account for the aggregation of data over multiple survey years by
dividing the original weight by 7 (the number of years combined in survey years
1997 through 2004).
(Fowler 1996)
It should be noted that prevalence
rates with less than 25-45 individuals/occupational subpopulation can result in
very unstable point estimates and corresponding standard errors. Furthermore,
because of the sample weighting of the NHIS, in some instances a very small
standard error, including a value of "0.0" might result.
Therefore, analyses based on small numbers of workers should be interpreted
with caution.
These unique data tables have been made available in two
file formats: Portable Document Format (PDF) and Excel Spread Sheets (Excel) at
the Study Website (URL: http://www.UMiamiORG.com).
The PDF format allows researchers to quickly
view and print the current table layouts, while the Excel format can be
utilized to download the files to a remote computer and manipulate the data
table locally.
From 1997-2004, 153,393 US workers age 18 years and older (representing an estimated 126,637,406 US workers annually) participated in a probability sampling of the entire non-institutionalized US population (Table 1). The results presented below summarize the prevalence for the health disparities measures (± their corresponding standard errors [SE]) during the study period 1997-2004 for each of the occupational groupings (i.e. 13 and 41) and the 8 NORA industry groups. For each occupation and NORA industry group, all tables report the data by age, gender, race, ethnicity, and availability of insurance as well as for total populations (See Appendix for Tables 1-8). Disability
13 Occupations: In Table 2, the prevalence for at least one lost work day by the different
occupations is presented by age, gender, race, ethnicity, and insurance
availability as well as by the US population overall. Among the
13 occupations, Administrative support occupations, including clerical
workers, experienced the highest overall prevalence of lost work days (54.98±0.39),
while Farming, forestry, fishing workers experienced the lowest (30.01±0.94).
Among the age-gender-race-ethnicity-insurance availability subgroups, Female
Technicians/related support workers experienced the highest overall prevalence
(57.59±1.11), while Male Private household workers experienced the lowest
(16.98±7.59).
8 NORA Industry Groups:
In Table 2, the prevalence for at least one lost work day by the different
occupations is presented by age, gender, race, ethnicity, and insurance
availability as well as the estimated US population numbers. Among the
NORA Sectors, Healthcare and social assistance workers experienced the highest
overall prevalence of at least one lost work day (51.84±0.44), while
Agriculture, forestry, fishing workers experienced the lowest
(30.53±0.95). Among the age-gender-race-ethnicity-insurance availability subgroups, female Mining
workers experienced the highest overall prevalence (57.68±6.94), while other
race Agriculture, forestry, fishing workers experienced the lowest
(20.01±3.79).
8 NORA Industry Groups: In Table 2,
the prevalence rate for at least one bed day by the different
occupations is presented by age, gender, race, ethnicity, and insurance
availability as well as for the US population overall. Among the NORA Sectors, Healthcare and social assistance workers experienced the highest
overall prevalence (42.09 ±0.42), while Agriculture, forestry, fishing workers
experienced the lowest (25.15 ±0.88). Among the
age-gender-race-ethnicity-insurance availability subgroups, other race Mining
workers experienced the highest overall prevalence (58.27± 13.61), while other
race Agriculture, forestry, fishing workers experienced the lowest (14.26 ±
2.67).
Health
Hypertension
41 Occupations: In Table
3, the prevalence of hypertension by the different occupations is presented
by age, gender, race, ethnicity, and insurance availability as well as the
estimated
8 NORA Industry Groups: In Table
3, the prevalence of hypertension by the different occupations is presented
by age, gender, race, ethnicity, and insurance availability as well as the
estimated
Heart disease 13 Occupations: In Table 3,
the prevalence of heart disease by the different occupations is
presented by age, gender, race, ethnicity, and insurance availability as well
as the estimated
41 Occupations: In Table
3, the prevalence for heart disease by the different occupations is
presented by age, gender, race, ethnicity, and insurance availability as well
as the estimated
8 NORA Industry Groups: In Table 3, the prevalence for heart disease by the different occupations is
presented by age, gender, race, ethnicity, and insurance availability as well
as the estimated
Stroke
13 Occupations: In Table
3, the prevalence of stroke by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
41
Occupations: In Table
3, the prevalence rate of stroke by the different occupations is presented
by age, gender, race, ethnicity, and insurance availability as well as the
estimated
8 NORA Industry Groups: In Table
3, the prevalence of stroke by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
13 Occupations: In Table
3, the prevalence rate for emphysema by the different occupations is
presented by age, gender, race, ethnicity, and insurance availability as well
as the estimated
41 Occupations: In Table
3, the prevalence of emphysema by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
8 NORA
Industry Groups: In Table
3, the prevalence of emphysema by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
Asthma
13 Occupations: In Table
3, the prevalence of asthma by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
41 Occupations: In Table
3, the prevalence of asthma by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
8 NORA Industry Groups: In Table
3, the prevalence of asthma by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
Cancer
13 Occupations: In Table
3, the prevalence of cancer by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
41 Occupations: In Table
3, the prevalence of cancer by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
8 NORA Industry Groups: In Table
3, the prevalence of cancer by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
Diabetes
13 Occupations: In Table
3, the prevalence of diabetes by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
41 Occupations: In Table
3, the prevalence of diabetes by the different occupations is presented by
age, gender, race, ethnicity, and insurance availability as well as the
estimated
8 NORA Industry Groups: In Table
3, the prevalence of diabetes by the different occupations is presented by age,
gender, race, ethnicity, and insurance availability as well as the estimated
This Occupations and Health Disparities Monograph of all
currently employed adults 18 years or older from the 1997-2004 NHIS surveys
demonstrated health disparities as measured by disability (lost work days and
self rated health) and health conditions among certain occupational groups
compared to all others. This Monograph confirmed some possible associations
between particular occupations (and their exposures) and certain
age-gender-race-ethnicity-insurance availability subpopulations already
recognized in the literature. This Occupation and Health Disparities Monograph
also demonstrated possible new associations between occupation and these
subpopulations with respect to their health. In general, these new associations were detectable due to the large
representative sample size of the US workforce provided by the NHIS
surveys. Furthermore, these possible new associations can be considered
“hypothesis generating” and worthy of future investigation and research.
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